Compliance review of investors of mutual funds managed by ABLV Asset Management, IPAS

Hereby ABLV Asset Management, IPAS invites investors of ABLV mutual funds whose shares of mutual funds are safekept in ABLV Bank Luxembourg, S.A. in judicial liquidation (hereinafter - investors) to contact ABLV Bank Luxembourg S.A. in judicial liquidation and provide their consent for disclosing all necessary information and documents requested in the investor review process to ABLV Asset Management, IPAS. Template of the consent is available here. After receiving the consent of the investor, ABLV Bank Luxembourg, S.A. in judicial liquidation will ensure the disclosing of the information and documents requested in the investor review process to ABLV Asset Management, IPAS. It is necessary in order for ABLV Asset Management, IPAS to comply with the requirements of legal acts aimed at prevention of risks related to money laundering, terrorism and proliferation financing, as well as sanction violations (hereinafter – ML/FTP/IS).

Investor review process is supervised by the regulator – Financial and Capital Markets Commission.

Investor compliance review constitutes an essential precondition for ABLV Asset Management, IPAS to continue cooperation with the investor including processing transactions with the shares of mutual funds. ABLV Asset Management, IPAS will process transactions with the shares of mutual funds only after the investor’s compliance review and if there are no restrictions in accordance with the legal acts, as well as after the redemption procedure of the fund shares is resumed.

ABLV Asset Management, IPAS will separately notify on resuming transactions with mutual funds’ shares and on accepting orders for transactions with mutual funds’ shares. Detailed procedure is provided in prospectuses of ABLV mutual funds.

Information about mutual funds’ return is available here.